Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Matthew? Claim Your ProfileMatthew Wiest is an investment professional with over 30 years of experience in the financial services industry. He is currently registered as a Registered Representative with Wells Fargo Clearing Services, LLC. Matthew has held previous roles with Morgan Stanley, A. G. Edwards & Sons, Inc., Salomon Smith Barney Inc., Paine Webber Incorporated, and Prudential Securities Incorporated. Matthew has a strong track record of providing financial advice and investment management services to individual and institutional clients. He specializes in portfolio management, financial planning, pension consulting, and investment consulting services to institutional clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
DC
09/09/2020 - Present
Wells Fargo Clearing Services, LLC (WASHINGTON DC)
GA
07/24/2019 - 09/04/2020
MORGAN STANLEY (ATLANTA GA)
DC
01/01/2008 - 07/16/2019
WELLS FARGO CLEARING SERVICES, LLC (WASHINGTON DC)
DC
11/07/2002 - 01/03/2008
A. G. EDWARDS & SONS, INC. (WASHINGTON DC)
MO
04/18/2000 - 06/27/2002
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
NY
03/15/2000 - 04/18/2000
SALOMON SMITH BARNEY INC. (NEW YORK NY)
NJ
05/23/1994 - 04/07/2000
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
11/16/1992 - 05/02/1994
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
VA
11/04/1991 - 11/10/1992
RUSHMORE INVESTMENT BROKERS, INC. (ARLINGTON VA)
NY
03/21/1989 - 06/10/1991
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
IA
Issued 05/20/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/08/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 03/07/1994
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 12/13/1991
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/09/2009
Series 3 - National Commodity Futures Examination
BC
Issued 03/18/1989
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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