Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Matthew? Claim Your ProfileMatthew Baker is a financial advisor with TIAA-CREF Individual & Institutional Services, LLC. Matthew has been in the financial services industry since 2010 and has a strong track record of helping clients achieve their financial goals. Matthew has been registered in 51 states and is a Series 6, 7, 63 and 66 licensed professional. Previous firms where Matthew was registered include Merrill Lynch, Pierce, Fenner & Smith Incorporated and Mutual of Omaha Investor Services, Inc. Matthew's current office is located in Denver, Colorado.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Compensation from affiliates
1
2
AZ
06/21/2022 - Present
Tiaa-Cref Individual & Institutional Services, LLC (Fountain Hills AZ)
AZ
06/24/2014 - 09/01/2020
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CHANDLER AZ)
AZ
04/22/2013 - 03/14/2014
MUTUAL OF OMAHA INVESTOR SERVICES, INC. (PHOENIX AZ)
AZ
02/13/2012 - 02/21/2012
FIRST INVESTORS CORPORATION (PHOENIX AZ)
AZ
04/21/2006 - 02/22/2010
VANGUARD MARKETING CORPORATION (SCOTTSDALE AZ)
MO
05/27/1999 - 11/17/1999
FIRST UNION SECURITIES, INC. (ST. LOUIS MO)
MN
07/20/1998 - 06/08/1999
AMERICAN ENTERPRISE INVESTMENT SERVICES INC. (MINNEAPOLIS MN)
BOTH
Issued 08/20/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/26/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/08/2014
Series 7 - General Securities Representative Examination
BC
Issued 04/20/2006
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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