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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Matthew? Claim Your ProfileMatthew Clark Phillips is a financial advisor with Cetera Investment Advisers LLC and has been in the industry for over 8 years. Matthew is registered with FINRA and has a Series 6, SIE, and Series 63 license. Matthew also holds a Series 65 license and is registered as an investment advisor representative in California and Texas. Matthew has experience working with individual clients, high-net-worth individuals, corporations, pension and profit-sharing plans, charitable organizations, and state or municipal government entities. Matthew provides financial planning services, educational seminars, portfolio management for individuals and businesses, and selects other advisors for clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CA
04/14/2021 - Present
Cetera Investment Advisers LLC (PASADENA CA)
CA
11/29/2017 - 03/21/2018
LPL FINANCIAL LLC (CORONA CA)
CA
12/02/2014 - 11/29/2017
NATIONAL PLANNING CORPORATION (CORONA CA)
BC
Issued 02/13/2021
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 05/23/2016
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/21/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/01/2014
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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