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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Matthew? Claim Your ProfileMatthew Clark Phillips is a financial advisor with Cetera Investment Advisers LLC in Pasadena, CA. Matthew has been in the financial services industry since December 2014. He is a registered representative of Cetera Investment Services LLC, a registered investment advisor of Cetera Investment Advisers LLC. Matthew is licensed to provide financial advice in Arizona, California, Colorado, Tennessee, and Texas. Matthew is a Series 6, Series 63, and Series 65 licensed advisor with experience in providing financial advice and investment management. He works with a wide variety of clients including individuals, families, and businesses. He is dedicated to helping his clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
04/14/2021 - Present
Cetera Investment Advisers LLC (PASADENA CA)
CA
11/29/2017 - 03/21/2018
LPL FINANCIAL LLC (CORONA CA)
CA
12/02/2014 - 11/29/2017
NATIONAL PLANNING CORPORATION (CORONA CA)
BC
Issued 2/13/2021
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 5/23/2016
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 3/21/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/1/2014
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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