Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Matthew? Claim Your ProfileMatthew Christopher Walters is a securities professional with over 18 years of experience in the financial services industry. Matthew is currently registered with Cantor Fitzgerald & Co. and is a Series 7, Series 63, Series 57TO, Series 99TO, and SIE licensed professional. Previously, Matthew has been registered with VINING-SPARKS IBG, LLC and WELLS FARGO SECURITIES, LLC. Matthew is licensed in 26 states across the US.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NC
01/31/2022 - Present
Cantor Fitzgerald & Co. (CHARLOTTE NC)
NC
08/06/2018 - 02/01/2022
VINING-SPARKS IBG, LLC (CHARLOTTE NC)
NC
09/23/2004 - 04/18/2018
WELLS FARGO SECURITIES, LLC (CHARLOTTE NC)
BC
Issued 11/15/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/22/2004
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE Arca, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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