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Matthew Christopher Smith

Pruco Securities, LLC

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About Matthew Christopher Smith

Matthew Christopher Smith is a financial advisor with Pruco Securities, LLC, a firm with over 30 years of experience. Matthew has been in the financial services industry since 2004 and holds Series 6, 7, 24, 51, 63, and 65 licenses. Matthew has experience working with individuals, high-net-worth individuals, corporations, and trusts. His expertise is in providing financial planning, investment management, and retirement planning.

Firm Information

Matthew Smith is currently registered with Pruco Securities, LLC. Pruco Securities, LLC is a Limited Liability Company formed in 2003 and headquartered in Newark, NJ. The firm provides investment advisory services including selection of other advisers. They primarily serve high-net-worth individuals, individuals other than high-net-worth, corporations or other businesses, and trust and estate accounts. Pruco Securities, LLC is registered with the SEC and all 50 states and has over 113,000 accounts under management.
Pruco Securities, LLC

751 BROAD STREET

NEWARK, NJ 07102-3777

$16.38B

Assets Under Management

2,286

Total Clients

3,605

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Compensation from lpl enterprise, llc

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Matthew Smith’s Registration & Firm History

MI

03/27/2023 - Present

Pruco Securities, LLC (TROY MI)

MI

07/24/2007 - 01/30/2015

ALLSTATE FINANCIAL SERVICES, LLC (FARMINGTON HILLS MI)

MI

06/07/2004 - 07/27/2007

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (TROY MI)

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Licenses & Designations

IA

Issued 08/04/2014

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 10/06/2003

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/10/2011

Series 51 - Municipal Fund Securities Principal Examination

BC

Issued 11/23/2011

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/19/2011

Series 7 - General Securities Representative Examination

BC

Issued 06/05/2004

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Matthew Christopher Smith.
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