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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Matthew? Claim Your ProfileMatthew Christopher Morris is a financial advisor who has been in the industry since 2008. Matthew Morris is currently registered with UBS Financial Services Inc. Matthew Morris previously worked at UBS Asset Management (US) Inc., Morgan Stanley, and Morgan Stanley & Co. Incorporated. Matthew Morris has a Series 66, SIE, Series 3, Series 31, and Series 7. Matthew Morris is a Chartered Financial Analyst and is a member of the Board of Directors of CFA Society Chicago.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
IL
01/10/2023 - Present
UBS Financial Services Inc. (CHICAGO IL)
IL
01/09/2014 - 01/23/2018
UBS ASSET MANAGEMENT (US) INC. (CHICAGO IL)
IL
06/01/2009 - 01/15/2014
MORGAN STANLEY (BARRINGTON IL)
OR
08/21/2008 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (PORTLAND OR)
BOTH
Issued 10/07/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/28/2014
Series 3 - National Commodity Futures Examination
BC
Issued 10/29/2008
Series 31 - Futures Managed Funds Examination
BC
Issued 08/19/2008
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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