Unclaimed
Matthew Christopher Johnson is a registered representative of First Trust Advisors LP. Matthew has been in the financial services industry for over 16 years. Prior to joining First Trust Advisors LP in 2012, Matthew was employed by Morgan Stanley Smith Barney, Citigroup Global Markets Inc., Chase Investment Services Corp., and Country Capital Management Company. Matthew is licensed to conduct securities business in the state of Illinois. Matthew has passed the Series 6, 7, 63, and 66 exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fixed fees per unit (uits) for portfolio supervisory services
1
2
IL
08/27/2012 - Present
First Trust Advisors LP (WHEATON IL)
IL
06/01/2009 - 10/22/2010
MORGAN STANLEY SMITH BARNEY (BARRINGTON IL)
IL
08/29/2008 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (BARRINGTON IL)
IL
12/13/2005 - 08/20/2008
CHASE INVESTMENT SERVICES CORP. (MT. PROSPECT IL)
IL
08/01/2005 - 12/16/2005
COUNTRY CAPITAL MANAGEMENT COMPANY (BLOOMINGTON IL)
BOTH
Issued 08/24/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/09/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/20/2008
Series 7 - General Securities Representative Examination
BC
Issued 07/30/2005
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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