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Matthew Christopher Johnson

First Trust Advisors LP

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About Matthew Christopher Johnson

Matthew Christopher Johnson is a registered representative of First Trust Advisors LP. Matthew has been in the financial services industry for over 16 years. Prior to joining First Trust Advisors LP in 2012, Matthew was employed by Morgan Stanley Smith Barney, Citigroup Global Markets Inc., Chase Investment Services Corp., and Country Capital Management Company. Matthew is licensed to conduct securities business in the state of Illinois. Matthew has passed the Series 6, 7, 63, and 66 exams.

Firm Information

Matthew Johnson is currently registered with First Trust Advisors LP. First Trust Advisors LP is an investment advisor headquartered in Wheaton, Illinois, with over 210 billion in assets under management. The firm provides portfolio management services to individuals, businesses, investment companies, and pooled investment vehicles. They specialize in ETF development and management and offer a variety of investment strategies, including index tracking, active management, and alternative investments. First Trust Advisors LP also publishes periodicals and selects other advisors for its clients.
First Trust Advisors LP

120 E. LIBERTY DRIVE

WHEATON, IL 60187

$210.88B

Assets Under Management

Not reported

Total Clients

499

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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portfolio management for investment companies

Strategic management for diversified investment portfolios.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Fixed fees per unit (uits) for portfolio supervisory services

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Matthew Johnson’s Registration & Firm History

IL

08/27/2012 - Present

First Trust Advisors LP (WHEATON IL)

IL

06/01/2009 - 10/22/2010

MORGAN STANLEY SMITH BARNEY (BARRINGTON IL)

IL

08/29/2008 - 06/01/2009

CITIGROUP GLOBAL MARKETS INC. (BARRINGTON IL)

IL

12/13/2005 - 08/20/2008

CHASE INVESTMENT SERVICES CORP. (MT. PROSPECT IL)

IL

08/01/2005 - 12/16/2005

COUNTRY CAPITAL MANAGEMENT COMPANY (BLOOMINGTON IL)

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Licenses & Designations

BOTH

Issued 08/24/2012

Series 66 - Uniform Combined State Law Examination

BC

Issued 09/09/2005

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/20/2008

Series 7 - General Securities Representative Examination

BC

Issued 07/30/2005

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Matthew Christopher Johnson.
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