Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Matthew? Claim Your ProfileMatthew Christopher Dupuis is a financial advisor with over 16 years of experience in the financial services industry. He is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc. Prior to joining Merrill Lynch, Matthew worked at BANC OF AMERICA INVESTMENT SERVICES, INC. and CITIGROUP GLOBAL MARKETS INC. Matthew holds the Series 7 and Series 66 securities licenses and has also earned the SIE exam. Matthew is committed to providing his clients with comprehensive financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
10/23/2009 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (NEW YORK NY)
MD
06/20/2008 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (GREENBELT MD)
DC
05/29/2007 - 07/02/2008
CITIGROUP GLOBAL MARKETS INC. (WASHINGTON DC)
DC
11/11/2006 - 05/29/2007
CITICORP INVESTMENT SERVICES (WASHINGTON DC)
MD
09/22/2006 - 11/02/2006
M&T SECURITIES, INC. (BALTIMORE MD)
MD
02/21/2006 - 09/25/2006
CITIGROUP GLOBAL MARKETS INC. (BALTIMORE MD)
MD
02/03/2006 - 02/21/2006
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
BOTH
Issued 09/29/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/02/2006
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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