Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Matthew? Claim Your ProfileMatthew Chavis is a financial advisor at UBS Financial Services Inc. Matthew has been working in the financial services industry since 2014 and has experience at Wells Fargo Clearing Services, LLC and AXA Advisors, LLC. Matthew is registered to provide investment advice in North Carolina and holds the following licenses: Series 63, Series 65, Series 7, Series 9 and Series 10.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NC
05/20/2022 - Present
UBS Financial Services Inc. (CHARLOTTE NC)
NC
12/24/2014 - 05/17/2022
WELLS FARGO CLEARING SERVICES, LLC (CHARLOTTE NC)
VA
03/25/2013 - 09/11/2013
AXA ADVISORS, LLC (RICHMOND VA)
IA
Issued 05/07/2019
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/01/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/23/2017
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/18/2016
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/22/2013
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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