Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Matthew? Claim Your ProfileMatthew Charles Marion is a financial advisor at Cantor Fitzgerald & Co. Matthew has over 25 years of experience in the financial services industry. He is registered to conduct business in 13 states. Prior to joining Cantor Fitzgerald & Co. in 2018, Matthew was with RBC Capital Markets, LLC, Nomura Securities International, Inc., Jefferies & Company, Inc., UBS Securities LLC, and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Matthew holds FINRA Series 3, 7, 52, 99, and SIE licenses, as well as the Uniform Securities Agent State Law Examination.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
09/17/2018 - Present
Cantor Fitzgerald & Co. (NEW YORK NY)
GA
01/02/2014 - 09/18/2018
RBC CAPITAL MARKETS, LLC (Atlanta GA)
GA
07/06/2010 - 12/10/2013
NOMURA SECURITIES INTERNATIONAL, INC. (ATLANTA GA)
GA
03/09/2009 - 07/02/2010
JEFFERIES & COMPANY, INC. (ATLANTA GA)
GA
04/26/2006 - 11/17/2008
UBS SECURITIES LLC (ATLANTA GA)
GA
06/06/1997 - 04/20/2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (ATLANTA GA)
NY
11/25/1992 - 01/01/1994
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NA
10/27/1992 - 11/24/1992
DISCOUNT CORPORATION OF NEW YORK FUTURES
NA
02/04/1992 - 08/10/1992
BUTLER & ASSOCIATES
BC
Issued 06/25/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/02/1997
Series 7 - General Securities Representative Examination
BC
Issued 11/17/1992
Series 3 - National Commodity Futures Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE Arca, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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