Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Matthew? Claim Your ProfileMatthew Charles Kearns is a financial advisor with Raymond James & Associates, Inc. based in Newport Beach, CA. Matthew has been in the industry since June 2, 1993 and has worked for several firms including Oppenheimer & Co. Inc., OneAmerica Securities, Inc., and Scottrade, Inc. Matthew is also a registered principal with the firm. Matthew has a wide range of experience and holds licenses for several securities products.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
05/14/2024 - Present
Raymond James & Associates, Inc. (NEWPORT BEACH CA)
CA
01/28/2015 - 04/05/2024
OPPENHEIMER & CO. INC. (NEWPORT BEACH CA)
CA
07/22/2014 - 01/29/2015
ONEAMERICA SECURITIES, INC. (CORONA CA)
CA
10/05/2006 - 01/08/2014
SCOTTRADE, INC. (CORONA CA)
MO
04/11/2002 - 07/11/2005
SCOTTRADE, INC. (ST. LOUIS MO)
NY
08/11/2000 - 04/17/2002
MORGAN STANLEY DW INC. (PURCHASE NY)
NE
06/12/1998 - 03/31/2000
TD WATERHOUSE INVESTOR SERVICES, INC. (OMAHA NE)
NE
11/07/1997 - 05/29/1998
WATERHOUSE SECURITIES, INC. (OMAHA NE)
CA
12/04/1991 - 11/07/1997
KENNEDY, CABOT & CO. (BEVERLY HILLS CA)
NY
02/21/1991 - 11/27/1991
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
BC
Issued 02/22/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/05/1998
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 07/14/1994
Series 24 - General Securities Principal Examination
BC
Issued 04/15/1992
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/05/1991
Series 3 - National Commodity Futures Examination
BC
Issued 02/19/1991
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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