Unclaimed
Matthew Henson is an investment professional with over 3 years of experience in the financial services industry. Matthew holds both Series 63 and Series 6TO licenses as well as the SIE Exam. Matthew is registered with Northwestern Mutual Investment Services, LLC and currently works from their Waterloo, Iowa branch office.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
IA
10/03/2019 - Present
Northwestern Mutual Investment Services, LLC (WATERLOO IA)
BC
Issued 01/27/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/03/2019
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 09/14/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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