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Matthew Charles Fotheringham

Umergence LLC

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About Matthew Charles Fotheringham

Matthew Charles Fotheringham is a financial advisor who is registered with Umergence LLC. Matthew has been in the industry for 11 years. Prior to joining Umergence LLC, Matthew was a financial advisor at THIRD SEVEN CAPITAL LLC. Matthew is a Series 7, Series 66 and SIE licensed advisor.

Firm Information

Matthew Fotheringham is currently registered with Umergence LLC. Umergence LLC is a Limited Liability Company formed in 2015. It is registered to operate in all 50 states and the District of Columbia. The firm is registered with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

34

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Matthew Fotheringham’s Registration & Firm History

CT

05/30/2022 - Present

Umergence LLC (PLANTSVILLE CT)

NY

06/14/2018 - 04/30/2020

THIRD SEVEN CAPITAL LLC (NEW YORK NY)

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Licenses & Designations

BOTH

Issued 07/26/2018

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/14/2018

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Matthew Charles Fotheringham.
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