Unclaimed
Matthew Charles Fotheringham is a financial advisor who is registered with Umergence LLC. Matthew has been in the industry for 11 years. Prior to joining Umergence LLC, Matthew was a financial advisor at THIRD SEVEN CAPITAL LLC. Matthew is a Series 7, Series 66 and SIE licensed advisor.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CT
05/30/2022 - Present
Umergence LLC (PLANTSVILLE CT)
NY
06/14/2018 - 04/30/2020
THIRD SEVEN CAPITAL LLC (NEW YORK NY)
BOTH
Issued 07/26/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/14/2018
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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