Unclaimed
Matthew Charles Ferreira is a registered representative with Nomura Securities International, Inc. Matthew has been in the industry since June 4, 2008. Matthew is licensed to sell securities in all 50 states. Matthew holds several professional licenses including the Series 4, 7, 24, 57, 63, 99TO and SIE examinations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Research-related services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Negotiated fees for research-related services
1
2
NY
06/04/2008 - Present
Nomura Securities International, Inc. (NEW YORK NY)
BC
Issued 07/15/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/14/2020
Series 4 - Registered Options Principal Examination
BC
Issued 12/07/2016
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/12/2018
Series 57 - Securities Trader Exam
BC
Issued 06/26/2008
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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