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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Matthew? Claim Your ProfileMatthew Carbol is a financial advisor currently registered with Fidelity Personal and Workplace Advisors. Matthew has over 7 years of experience in the financial services industry and is licensed to provide investment advice in Wisconsin and Texas. Matthew also holds licenses to provide investment advice in several other states. Prior to joining Fidelity Personal and Workplace Advisors, Matthew worked at Avantax Investment Services, Inc. and Fidelity Brokerage Services LLC. Matthew holds Series 7, 9, 10, 63, and 66 licenses as well as the Securities Industry Essentials Examination (SIE). Matthew specializes in providing financial advice to individuals, corporations and businesses, charitable organizations, and pension and profit-sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
WI
07/15/2022 - Present
Fidelity Personal AND Workplace Advisors (BROOKFIELD WI)
WI
07/29/2020 - 06/07/2022
AVANTAX INVESTMENT SERVICES, INC. (WAUKESHA WI)
KY
07/20/2015 - 06/26/2020
FIDELITY BROKERAGE SERVICES LLC (COVINGTON KY)
BOTH
Issued 05/28/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/27/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/16/2020
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 02/26/2020
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/20/2015
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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