Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Matthew? Claim Your ProfileMatthew Baker is a financial advisor who has been in the industry since 2019. Matthew is currently registered with Sage, Rutty & Co., Inc. in Rochester, NY. Before joining Sage, Rutty & Co., Inc. Matthew was previously registered with LPL Financial LLC in Fairport, NY, Merrill Lynch, Pierce, Fenner & Smith Incorporated in Pittsford, NY, and Manning & Napier Investor Services, Inc. in Fairport, NY. Matthew holds Series 66, Series 7 and SIE licenses. Matthew offers financial planning, educational seminars, publication of periodicals, selection of other advisers, portfolio management for individuals, and portfolio management for investment companies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
01/02/2024 - Present
Sage, Rutty & CO., Inc. (ROCHESTER NY)
NY
02/25/2022 - 12/12/2023
LPL FINANCIAL LLC (FAIRPORT NY)
NY
08/27/2019 - 03/01/2022
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PITTSFORD NY)
NY
09/12/2017 - 03/19/2018
MANNING & NAPIER INVESTOR SERVICES, INC. (FAIRPORT NY)
BOTH
Issued 10/29/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/19/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/12/2017
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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