Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Matthew? Claim Your ProfileMatthew Lindgren is a financial advisor with over 13 years of experience in the industry. He is currently registered with Smbc Nikko Securities America, Inc. in New York, NY. Matthew has a broad range of experience, having previously worked at Scotia Capital (USA) Inc. and BNP Paribas Securities Corp. He holds the Series 7, Series 63, Series 79, and SIE licenses. Matthew is licensed in all 50 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
07/17/2023 - Present
Smbc Nikko Securities America, Inc. (NEW YORK NY)
NY
06/05/2018 - 11/22/2022
SCOTIA CAPITAL (USA) INC. (NEW YORK NY)
NY
11/28/2014 - 05/18/2018
BNP PARIBAS SECURITIES CORP. (NEW YORK NY)
NY
08/22/2006 - 05/16/2011
BNP PARIBAS SECURITIES CORP. (NEW YORK NY)
BC
Issued 12/09/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/24/2014
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 11/28/2014
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
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NYSE Arca, Inc.
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