Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Matthew? Claim Your ProfileMatthew Tauber is a financial professional with over 25 years of experience in the industry. He is currently registered with Fidelity Brokerage Services LLC. Matthew holds the Series 3, 4, 7, 9, 10, 24, and 63 securities licenses and the SIE exam. He is also registered in Kentucky, Massachusetts, Ohio, Texas, and Utah.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
KY
12/23/1997 - Present
Fidelity Brokerage Services LLC (COVINGTON KY)
BC
Issued 01/15/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/04/2009
Series 24 - General Securities Principal Examination
BC
Issued 04/07/2008
Series 4 - Registered Options Principal Examination
BC
Issued 05/11/2005
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 04/25/2005
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/19/2007
Series 3 - National Commodity Futures Examination
BC
Issued 12/22/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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