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Matthew Carl Seem

Tcfg Investment Advisors, LLC

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About Matthew Carl Seem

Matthew Carl Seem is a registered representative with TCFG Investment Advisors, LLC. Matthew has been in the industry since April 22, 2019. Matthew is licensed to sell securities in Nebraska. Matthew has also been registered with Pruco Securities, LLC. in Nebraska. Matthew holds the Series 66, Series 7 and SIE licenses.

Firm Information

Matthew Seem is currently registered with Tcfg Investment Advisors, LLC. Tcfg Investment Advisors, LLC is a registered investment advisor located in Laguna Niguel, CA. The firm provides financial planning and portfolio management services to individuals, high-net-worth individuals, and pension and profit-sharing plans. Tcfg Investment Advisors, LLC manages approximately $506,774,284 in assets. The firm has 24 employees, including 11 licensed agents and 22 registered representatives.
Tcfg Investment Advisors, LLC

28202 CABOT RD

LAGUNA NIGUEL, CA 92677

$506.77M

Assets Under Management

Not reported

Total Clients

26

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Matthew Seem’s Registration & Firm History

NE

01/18/2022 - Present

Tcfg Investment Advisors, LLC (Omaha NE)

NE

10/11/2018 - 07/07/2021

PRUCO SECURITIES, LLC. (OMAHA NE)

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Licenses & Designations

BOTH

Issued 11/13/2018

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/12/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/11/2018

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Matthew Carl Seem. Review regulatory record here.
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