Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Matthew? Claim Your ProfileMatthew Canute Welling is a financial advisor with Barings Securities LLC, located in Charlotte, NC. Matthew has been in the industry since 2009, with experience at firms such as ALPS Distributors, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, PIMCO Investments LLC, and Allianz Global Investors Distributors LLC. Matthew holds a Series 7, 63, and 66 license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NC
04/23/2024 - Present
Barings Securities LLC (CHARLOTTE NC)
UT
10/13/2015 - 03/04/2021
ALPS DISTRIBUTORS, INC. (SALT LAKE CITY UT)
NY
06/19/2014 - 08/12/2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
CA
02/14/2011 - 06/25/2012
PIMCO INVESTMENTS LLC (NEWPORT BEACH CA)
CA
08/26/2009 - 02/14/2011
ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC (NEWPORT BEACH CA)
BC
Issued 05/01/2024
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 12/01/2015
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 09/09/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/02/2022
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/25/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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