Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Matthew? Claim Your ProfileMatthew Striffler is a financial advisor who has been in the industry since August 2005. Matthew is currently registered with Charles Schwab & CO., Inc., and previously worked with TD Ameritrade, Inc., UBS Financial Services Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Legend Securities, Inc. and Spear, Leeds & Kellogg Specialists LLC. Matthew has a Series 7, Series 21, Series 25, Series 63, and Series 65 license, indicating that Matthew can provide a variety of financial services including securities, advisory services, investment planning and advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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2
NC
08/14/2023 - Present
Charles Schwab & CO., Inc. (Cary NC)
NC
08/03/2015 - 09/01/2023
TD AMERITRADE, INC. (CARY NC)
NJ
11/22/2013 - 07/22/2015
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
NJ
06/30/2012 - 11/18/2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PENNINGTON NJ)
NY
08/18/2011 - 12/23/2011
LEGEND SECURITIES, INC. (NEW YORK NY)
NY
03/20/2001 - 05/04/2007
SPEAR, LEEDS & KELLOGG SPECIALISTS LLC (NEW YORK NY)
NY
10/01/2000 - 03/19/2001
BENJAMIN JACOBSON & SONS, L.L.C. (NEW YORK NY)
IA
Issued 10/01/2012
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/02/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/17/2011
Series 7 - General Securities Representative Examination
BC
Issued 04/25/2002
Series 21 - NYSE Front Line Specialist Clerk
BC
Issued 04/25/2000
Series 25 - NYSE Trading Assistant Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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