Unclaimed
Matthew Otto is a registered representative with Deutsche Bank Securities Inc. Matthew has been in the securities industry since July 1, 2017. Matthew has passed the Series 63, Series 7, and SIE exams. Previously, Matthew was a registered representative with APOLLO GLOBAL SECURITIES, LLC and CREDIT SUISSE SECURITIES (USA) LLC. Matthew is currently registered with the state of Alabama, Alaska, Arizona, Arkansas, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Hawaii, Idaho, Illinois, Indiana, Iowa, Kansas, Kentucky, Louisiana, Maine, Maryland, Massachusetts, Michigan, Minnesota, Mississippi, Missouri, Montana, Nebraska, Nevada, New Hampshire, New Jersey, New Mexico, New York, North Carolina, North Dakota, Ohio, Oklahoma, Oregon, Pennsylvania, Puerto Rico, Rhode Island, South Carolina, South Dakota, Tennessee, Texas, Utah, Vermont, Virgin Islands, Virginia, Washington, West Virginia, Wisconsin, and Wyoming.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Equity & debt research, macro research, quant strategy, multi- asset research, catalyst calls
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Hard dollar payments for research
1
2
NY
03/19/2024 - Present
Deutsche Bank Securities Inc. (NEW YORK NY)
NY
02/09/2023 - 08/01/2023
APOLLO GLOBAL SECURITIES, LLC (NEW YORK NY)
MA
11/14/2016 - 02/15/2023
CREDIT SUISSE SECURITIES (USA) LLC (BOSTON MA)
BC
Issued 12/05/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/14/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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