Invested Better
Unclaimed

Unclaimed

Unclaimed

Matthew C Fitzgerald

National Financial Services LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Matthew? Claim Your Profile

About Matthew C Fitzgerald

Matthew C. Fitzgerald is a financial professional with over 20 years of experience in the industry. He is currently registered with National Financial Services LLC. Matthew holds the Series 6, 26, 51, and 63 securities licenses. He has previously worked with Fidelity Investments, Putnam Retail Management, MetLife Securities, and Metropolitan Life Insurance Company.

Firm Information

Matthew Fitzgerald is currently registered with National Financial Services LLC. National Financial Services LLC is a Limited Liability Company formed in June 2000. The firm is registered to conduct business in all 50 states, the District of Columbia, Puerto Rico and the Virgin Islands. The firm has been the subject of 45 regulatory event disclosures, 1 civil event disclosure and 14 arbitration disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

598

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Matthew Fitzgerald’s Registration & Firm History

RI

12/09/2022 - Present

National Financial Services LLC (SMITHFIELD RI)

RI

04/01/2019 - 11/29/2021

NATIONAL FINANCIAL SERVICES LLC (SMITHFIELD RI)

RI

03/21/2005 - 02/28/2019

FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)

MA

01/29/1998 - 11/21/2000

PUTNAM RETAIL MANAGEMENT, INC. (BOSTON MA)

MA

10/25/1996 - 09/09/1997

METLIFE SECURITIES INC. (SPRINGFIELD MA)

NY

10/25/1996 - 09/09/1997

METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)

Not sure if Matthew C Fitzgerald is right for you?

Licenses & Designations

BC

Issued 04/01/2005

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/12/2005

Series 51 - Municipal Fund Securities Principal Examination

BC

Issued 05/16/2005

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/18/2005

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Matthew C Fitzgerald.
Not sure if Matthew C Fitzgerald is right for you?