Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Matthew? Claim Your ProfileMatthew C. Davis is a financial advisor who has been working in the industry since August 10, 1999. He is currently registered with LPL Financial LLC and has been with the firm since March 2006. Matthew C. Davis is licensed to provide investment advice in 14 states including Michigan, Texas, and California. He holds the Series 6, 7, 63, 65, and 66 licenses as well as the SIE license. He also holds the Certified Financial Planner designation. Matthew C. Davis has worked for several firms in the past including NYLIFE Securities Inc. and VESTAX Securities Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
MI
11/30/2023 - Present
LPL Financial LLC (TROY MI)
NY
03/04/2003 - 03/29/2006
NYLIFE SECURITIES INC. (NEW YORK NY)
OH
05/18/2000 - 02/18/2003
VESTAX SECURITIES CORPORATION (HUDSON OH)
NJ
01/30/1998 - 11/19/1998
PRUCO SECURITIES CORPORATION (NEWARK NJ)
BOTH
Issued 06/28/2010
Series 66 - Uniform Combined State Law Examination
IA
Issued 09/23/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/31/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/15/2000
Series 7 - General Securities Representative Examination
BC
Issued 01/28/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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