Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Matthew? Claim Your ProfileMatthew Byron Dodds is a registered investment advisor representative with Merrill Lynch, Pierce, Fenner & Smith Inc. Matthew has been in the industry since February 15, 2001. Matthew is licensed to provide investment advice in 44 states and the District of Columbia. Matthew is also licensed to provide investment advisory services in Kentucky, Ohio and Texas. Matthew has passed several securities exams including the Series 66, Series 3, Series 7, Series 9, and Series 10 exams. Matthew is currently located at the firm's Cincinnati, OH office and specializes in investments such as equities, fixed income, mutual funds, variable annuities, and alternative investments.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
OH
01/23/2013 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (CINCINNATI OH)
BOTH
Issued 06/01/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/15/2005
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/28/2005
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/10/2012
Series 3 - National Commodity Futures Examination
BC
Issued 02/14/2001
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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