Unclaimed
Matthew Koranda is a registered representative with Roth Capital Partners, LLC and has been in the securities industry since 2012. Matthew holds the Series 63, SIE, Series 86, Series 87, and Series 7 licenses. Matthew is currently registered in California. Prior to joining Roth Capital Partners, LLC, Matthew was also employed at Roth Capital Partners, LLC from 6/4/2012 to 7/18/2019. Matthew is also registered with FINRA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
(1) distribution of sell-side research reports/corporate access (2) solicitor
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
1
2
CA
01/08/2020 - Present
Roth Capital Partners, LLC (NEWPORT BEACH CA)
CA
06/04/2012 - 07/18/2019
ROTH CAPITAL PARTNERS, LLC (NEWPORT BEACH CA)
BC
Issued 06/15/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/16/2012
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 06/25/2012
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 06/01/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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