Unclaimed
Matthew Bryce Kratter is a registered representative with Canaccord Genuity LLC, a broker-dealer firm. Matthew has been in the financial services industry since 2000. He has previously held positions at Petsky Prunier Securities, LLC, Cascadia Capital, LLC, Banc of America Securities LLC, Rothschild Inc., and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Matthew holds several licenses and registrations, including Series 7, 63, 24, 79TO, 99TO, and SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
02/15/2019 - Present
Canaccord Genuity LLC (New York NY)
NY
07/31/2008 - 03/14/2019
PETSKY PRUNIER SECURITIES, LLC (NEW YORK NY)
WA
07/27/2005 - 07/07/2006
CASCADIA CAPITAL, LLC (SEATTLE WA)
NY
05/22/2000 - 03/02/2004
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
NY
09/30/1997 - 05/11/2000
ROTHSCHILD INC. (NEW YORK NY)
NY
06/04/1997 - 09/24/1997
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 08/29/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/15/2009
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/03/1997
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE Arca, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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