Unclaimed
Matthew Brown is a financial advisor with Empower Advisory Group, LLC, a company specializing in financial planning and portfolio management for individuals. Matthew has been in the financial industry since 2012 and holds a Series 7, 6, 63, and 66 licenses, and has worked with Empower Financial Services, Inc. and Centaurus Financial Inc. in the past.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CO
01/04/2023 - Present
Empower Advisory Group, LLC (GREENWOOD VILLAGE CO)
CO
02/16/2022 - 08/18/2022
CENTAURUS FINANCIAL, INC. (FRISCO CO)
CO
08/18/2009 - 08/19/2019
TRANSAMERICA CAPITAL, INC. (DENVER CO)
BOTH
Issued 12/27/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/25/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/16/2022
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/17/2009
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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