Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Matthew? Claim Your ProfileMatthew West is a financial advisor in Austin, Texas. Matthew has been in the financial industry since 1996. Matthew is registered with U.S. Capital Wealth Advisors, LLC in Austin, Texas. Matthew has been registered with this firm since June 2021. Before this firm, Matthew was with UBS Financial Services Inc. in Houston, Texas from November 2002 to October 2010. Matthew is a Registered Investment Advisor. Matthew is also registered with the following states: Alabama, Alaska, Arizona, Arkansas, California, Colorado, Florida, Georgia, Illinois, Kentucky, Louisiana, Maine, Massachusetts, Michigan, Mississippi, New Jersey, New Mexico, New York, North Carolina, Ohio, Oklahoma, Oregon, Pennsylvania, South Carolina, Tennessee, Texas, Virginia, Washington and Wyoming. Matthew has passed the Series 31, Series 7, Series 63 and Series 65 exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
TX
06/30/2021 - Present
U.s. Capital Wealth Advisors, LLC (AUSTIN TX)
TX
11/22/2002 - 10/15/2010
UBS FINANCIAL SERVICES INC. (HOUSTON TX)
NY
07/11/1997 - 12/10/2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NJ
01/12/1995 - 08/18/1995
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
IA
Issued 04/28/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/22/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/03/2006
Series 31 - Futures Managed Funds Examination
BC
Issued 12/14/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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