Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Matthew? Claim Your ProfileMatthew Brom is a financial advisor who has been in the industry since November 21, 2010. Currently, Matthew is registered with Regions Securities LLC in McLean, Virginia. Previously, Matthew was employed by Truist Securities, Inc. Matthew has a Series 7, Series 63, Series 79, and SIE license and is registered in Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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VA
06/01/2023 - Present
Regions Securities LLC (McLean VA)
VA
07/20/2010 - 01/26/2023
TRUIST SECURITIES, INC. (MCLEAN VA)
BC
Issued 11/12/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/16/2011
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 07/19/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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