Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Matthew? Claim Your ProfileMatthew Brian Summe is a financial advisor with UBS Financial Services Inc. Matthew has been working in the financial industry since 2018. Matthew is registered with the Financial Industry Regulatory Authority (FINRA) and has a Series 7, Series 66, and SIE license. Matthew is also registered to provide investment advice in Illinois and Texas. Previously, Matthew was registered with Citigroup Global Markets Inc. in Illinois from October 2018 to June 2021. Matthew's expertise includes securities, financial planning, and portfolio management. Matthew's professional experience spans several firms, including Merrill Lynch, Pierce, Fenner & Smith Incorporated, Merrill Lynch, Wells Fargo, and the University of Kentucky. Matthew's current role at UBS Financial Services Inc. began in June 2021, and he specializes in providing financial guidance to individuals, businesses, and institutional clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
IL
06/24/2021 - Present
UBS Financial Services Inc. (CHICAGO IL)
IL
10/29/2018 - 06/08/2021
CITIGROUP GLOBAL MARKETS INC. (CHICAGO IL)
BOTH
Issued 04/23/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/30/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/29/2018
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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