Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Matthew? Claim Your ProfileMatthew Ellis is a financial advisor with Empower Advisory Group, LLC. Matthew has been working in the financial services industry since 2005. Matthew specializes in providing financial planning, portfolio management, and educational seminars to individual clients and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CO
04/09/2024 - Present
Empower Advisory Group, LLC (GREENWOOD VILLAGE CO)
MN
03/30/2023 - 08/07/2023
FIDELITY BROKERAGE SERVICES LLC (OAKDALE MN)
IL
03/04/2021 - 10/25/2022
E*TRADE SECURITIES LLC (CHICAGO IL)
IL
12/02/2016 - 11/13/2020
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (CHICAGO IL)
IL
07/14/2016 - 11/28/2016
TD AMERITRADE, INC. (CHICAGO IL)
IL
05/04/2005 - 06/24/2016
E*TRADE SECURITIES LLC (CHICAGO IL)
MO
01/11/2005 - 04/29/2005
EDWARD JONES (ST. LOUIS MO)
BOTH
Issued 05/14/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/14/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/24/2012
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/12/2012
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 05/14/2008
Series 4 - Registered Options Principal Examination
BC
Issued 10/11/2006
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/17/2006
Series 3 - National Commodity Futures Examination
BC
Issued 01/10/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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