Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Matthew? Claim Your ProfileMatthew Baval is a financial advisor registered with LPL Financial LLC. Matthew has been in the industry since 1993. Matthew has served in various roles throughout their career, including positions with Financial Resources Group Investment Services, LLC, IFMG Securities, Inc., and Colin Winthrop & Co., Inc. Matthew holds the Series 63, Series 66, Series 7 and Series 24 licenses. Matthew has a strong commitment to providing personalized financial advice to clients and helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
08/03/2021 - Present
LPL Financial LLC (LEVITTOWN NY)
NY
05/03/2018 - 10/04/2023
FINANCIAL RESOURCES GROUP INVESTMENT SERVICES, LLC (VALLEY STREAM NY)
NY
08/03/1998 - 05/27/2008
IFMG SECURITIES, INC. (LONG ISLAND CITY NY)
NA
06/09/1998 - 08/03/1998
INDEPENDENT FINANCIAL SECURITIES, INC.
NY
04/11/1997 - 02/14/1998
COLIN WINTHROP & CO., INC. (JERICHO NY)
NY
05/25/1995 - 04/22/1997
STERLING FOSTER & COMPANY, INC. (UNIONDALE NY)
NA
08/04/1989 - 11/29/1989
LANDMARK BROKERAGE SERVICES, INC.
NY
03/30/1989 - 07/22/1989
DAVID LERNER ASSOCIATES, INC. (SYOSSET NY)
NA
03/03/1989 - 03/27/1989
J. W. GANT & ASSOCIATES, INC.
NY
10/07/1988 - 03/10/1989
INVESTORS CENTER, INC. (HAUPPAGUE NY)
NA
10/06/1988 - 10/28/1988
BEST INVESTORS GROUP, INC.
NA
08/04/1987 - 10/08/1988
J. T. MORAN & CO., INC.
NA
04/29/1987 - 08/04/1987
BLINDER, ROBINSON & CO., INC.
BOTH
Issued 06/26/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/14/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/16/1996
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/24/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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