Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Matthew? Claim Your ProfileMatthew Braund is a financial professional with over 20 years of experience in the industry. He has a strong background in securities and commodities, having held positions at several prominent firms including Robert W. Baird & Co. Incorporated, Nomura Securities International, Inc., Mizuho Securities USA Inc., and Deutsche Bank Securities Inc. Matthew currently holds a registration with Wells Fargo Securities, LLC and is licensed to conduct business in all 50 states. He specializes in providing financial advice and services to a wide range of clients, including individuals, families, and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
07/31/2024 - Present
Wells Fargo Securities, LLC (EL SEGUNDO CA)
CA
05/26/2017 - 07/29/2024
ROBERT W. BAIRD & CO. INCORPORATED (Corte Madera CA)
CA
09/15/2009 - 06/22/2015
NOMURA SECURITIES INTERNATIONAL, INC. (Manhattan Beach CA)
CA
05/27/2009 - 09/14/2009
MIZUHO SECURITIES USA INC. (SAN FRANCISCO CA)
CA
10/03/2001 - 05/27/2009
DEUTSCHE BANK SECURITIES INC. (SAN FRANCISCO CA)
BC
Issued 10/25/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/12/2007
Series 3 - National Commodity Futures Examination
BC
Issued 10/02/2001
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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