Unclaimed
Matthew Blake Rosenberg is a financial professional with over 6 years of experience in the industry. Matthew currently holds a Series 63 and Series 65 license, and has a background in securities trading and investment advising. Matthew is currently registered with Cumberland Securities LLC, which is a registered broker-dealer. Previously, Matthew held roles with DRW Securities, L.L.C. and SENTINUS-HALO SECURITIES, LLC. Matthew has a strong understanding of the financial markets and is committed to providing his clients with personalized financial guidance and solutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
IL
05/07/2024 - Present
Cumberland Securities LLC (CHICAGO IL)
IL
12/08/2022 - 05/07/2024
DRW SECURITIES, L.L.C. (CHICAGO IL)
IL
12/22/2017 - 11/28/2022
SENTINUS-HALO SECURITIES, LLC (Chicago IL)
BC
Issued 07/23/2018
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 05/01/2017
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/22/2017
Series 7 - General Securities Representative Examination
Active
Inactive
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