Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Matthew? Claim Your ProfileMatthew Benjamin Waldman is a financial advisor with over 25 years of experience in the securities industry. Currently, Matthew Waldman is registered with Stifel, Nicolaus & Company, Inc. Matthew Waldman has held previous positions at UBS Financial Services Inc., Credit Suisse Securities (USA) LLC, Morgan Stanley DW Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated and Prudential Securities Incorporated. Matthew Waldman is licensed to provide investment advice in multiple states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IL
08/04/2016 - Present
Stifel, Nicolaus & Company, Inc. (CHICAGO IL)
IL
07/08/2011 - 08/26/2016
UBS FINANCIAL SERVICES INC. (CHICAGO IL)
IL
04/18/2005 - 08/04/2011
CREDIT SUISSE SECURITIES (USA) LLC (CHICAGO IL)
NY
10/02/2000 - 04/18/2005
MORGAN STANLEY DW INC. (PURCHASE NY)
NY
09/09/1996 - 12/20/2000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
06/12/1995 - 09/11/1996
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
IA
Issued 10/06/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/29/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/30/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 06/09/1995
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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