Unclaimed
Matthew Benjamin Johannes is a financial advisor who has been in the industry since July 30, 2012. He currently works for Stonex Financial Inc. and is registered in Alabama, New Jersey, and New York. Matthew has a wide range of experience, including experience with securities, government securities, and operations. He holds Series 63, 24, 99TO, SIE, 7, and 72 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
07/10/2015 - Present
Stonex Financial Inc. (NEW YORK NY)
NJ
07/31/2012 - 07/10/2015
INTL FCSTONE PARTNERS L.P. (JERSEY CITY NJ)
BC
Issued 01/18/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/21/2020
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/13/2014
Series 7 - General Securities Representative Examination
BC
Issued 07/30/2012
Series 72 - Government Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Matthew Johannes is the right advisor for you? Invested Better is here to help.