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Matthew Benjamin Gillette

Northwestern Mutual Investment Services, LLC

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About Matthew Benjamin Gillette

Matthew Gillette is a financial advisor associated with Northwestern Mutual Investment Services, LLC. Matthew has been in the securities industry since September 25, 2006. Matthew has a Series 6, Series 7TO and Series 63. Matthew is registered with the state of Indiana as an Investment Advisor Representative. Matthew also holds a Series 65 license. The advisor has 24 state registrations and has been registered with the state of Indiana as an Investment Advisor Representative since November 14, 2012. Matthew Gillette is a registered representative of Northwestern Mutual Investment Services, LLC and is an Investment Advisor Representative of Northwestern Mutual Wealth Management Company. In addition to offering investment advisory services, Matthew Gillette may earn commissions from insurance companies not affiliated with Northwestern Mutual for sales of non-variable life, health, annuity and /or disability income insurance products.

Firm Information

Matthew Gillette is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Matthew Gillette’s Registration & Firm History

IN

11/14/2012 - Present

Northwestern Mutual Investment Services, LLC (Indianapolis IN)

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Licenses & Designations

IA

Issued 11/13/2012

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 05/08/2007

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/27/2020

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/25/2006

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Matthew Benjamin Gillette. Review regulatory record here.
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