Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Matthew? Claim Your ProfileMatthew Benham Duff is a financial professional with experience in the securities industry. He holds the Series 63, 79TO and SIE licenses. Matthew is currently registered with Finalis Securities LLC and previously worked at CANACCORD GENUITY LLC, GROUPARGENT SECURITIES, LLC and CAPSTONE HEADWATERS. Matthew is licensed in Florida and is currently active in the Broker-Dealer scope.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
03/07/2024 - Present
Finalis Securities LLC (New York NY)
NY
01/12/2023 - 08/15/2023
CANACCORD GENUITY LLC (New York NY)
NY
11/24/2020 - 01/09/2023
GROUPARGENT SECURITIES, LLC (NEW YORK NY)
MA
12/13/2019 - 04/08/2020
CAPSTONE HEADWATERS (BOSTON MA)
BC
Issued 12/21/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/13/2019
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/18/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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