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Matthew Benedict Pilla

Guggenheim Securities, LLC

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About Matthew Benedict Pilla

Matthew Benedict Pilla is a financial advisor with Guggenheim Securities, LLC. Matthew has been in the financial services industry since 1998. He is registered with FINRA and the state of New York. Matthew has a Series 7, 62, 63 and 79TO. Matthew is a principal of Guggenheim Securities, LLC. He is also a member of the Series 24, General Securities Principal Examination. Matthew is currently employed with Guggenheim Securities, LLC. He previously worked for Barclays Capital Inc, Lehman Brothers Inc, Credit Suisse First Boston LLC, Banc Of America Securities LLC and A. G. Edwards & Sons, Inc.

Firm Information

Matthew Pilla is currently registered with Guggenheim Securities, LLC. Guggenheim Securities, LLC is a Limited Liability Company formed in January 1999. The firm is registered with the SEC and all 50 states, as well as the District of Columbia, Puerto Rico, and the U.S. Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

107

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Matthew Pilla’s Registration & Firm History

NY

04/05/2013 - Present

Guggenheim Securities, LLC (NEW YORK NY)

NY

09/22/2008 - 02/26/2013

BARCLAYS CAPITAL INC. (NEW YORK NY)

NY

11/07/2005 - 09/22/2008

LEHMAN BROTHERS INC. (NEW YORK NY)

NY

08/04/2005 - 11/07/2005

CREDIT SUISSE FIRST BOSTON LLC (NEW YORK NY)

NY

06/25/2004 - 08/23/2004

CREDIT SUISSE FIRST BOSTON LLC (NEW YORK NY)

NY

10/23/2001 - 09/02/2003

BANC OF AMERICA SECURITIES LLC (NEW YORK NY)

MO

07/17/1998 - 07/11/2001

A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)

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Licenses & Designations

BC

Issued 01/25/2002

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/03/2017

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/11/2001

Series 7 - General Securities Representative Examination

BC

Issued 07/16/1998

Series 62 - Corporate Securities Limited Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Matthew Benedict Pilla.
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