Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Matthew? Claim Your ProfileMatthew Bazard is a financial professional with over 12 years of experience in the industry. He is currently registered with Santander US Capital Markets LLC and has a Series 7TO, SIE and Series 79 licenses. He has previously worked for Credit Suisse Securities (USA) LLC and J.P. Morgan Securities LLC. Matthew Bazard is registered with the state of New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
08/21/2023 - Present
Santander US Capital Markets LLC (NEW YORK NY)
NY
07/19/2016 - 09/01/2023
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
NY
07/02/2015 - 06/20/2016
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
NY
08/17/2011 - 07/21/2015
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
BC
Issued 07/06/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/08/2022
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/16/2011
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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