Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Matthew? Claim Your ProfileMatthew Balaker is a registered representative with Finalis Securities LLC. Matthew Balaker has been in the financial services industry since January 16, 2019. Matthew Balaker holds Series 63, 65, 7TO and SIE licenses. Matthew Balaker is currently registered with the state of California. Prior to joining Finalis Securities LLC, Matthew Balaker was registered with Stonehaven, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
10/09/2023 - Present
Finalis Securities LLC (New York NY)
NY
01/01/2023 - 09/08/2023
STONEHAVEN, LLC (NEW YORK NY)
BC
Issued 02/09/2023
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 12/04/2014
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/29/2022
Series 7TO - General Securities Representative Examination
BC
Issued 10/28/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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