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Matthew Babcock

Park Avenue Securities LLC

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About Matthew Babcock

Matthew Babcock is a financial professional with over 20 years of experience in the industry. He is currently registered with Park Avenue Securities LLC as a Registered Representative and Investment Advisor Representative. His expertise encompasses a range of services including financial planning, portfolio management for individuals, and educational seminars. Matthew has a proven track record of success in helping clients achieve their financial goals.

Firm Information

Matthew Babcock is currently registered with Park Avenue Securities LLC. Park Avenue Securities LLC is a Limited Liability Company registered in the state of New York and has been operating since August 20, 1998. They provide financial planning and portfolio management services to individuals, high net worth individuals, corporations, pension and profit-sharing plans, charitable organizations, and captive insurance clients. The firm has a nationwide reach with registered offices in 53 states and the District of Columbia.
Park Avenue Securities LLC

10 HUDSON YARDS

NEW YORK, NY 10001

$11.88B

Assets Under Management

38,141

Total Clients

2,244

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Matthew Babcock’s Registration & Firm History

NY

06/02/2022 - Present

Park Avenue Securities LLC (NEW YORK NY)

CA

07/24/2014 - 08/09/2021

PACIFIC SELECT DISTRIBUTORS, LLC (NEWPORT BEACH CA)

AZ

08/16/2010 - 01/28/2014

ING INVESTMENTS DISTRIBUTOR, LLC (SCOTTSDALE AZ)

NY

04/06/2009 - 08/16/2010

ING INVESTMENT MANAGEMENT SERVICES LLC (NEW YORK NY)

CT

09/29/2006 - 09/13/2007

ING FUNDS DISTRIBUTOR, LLC (WINDSOR CT)

TX

12/03/2001 - 12/19/2005

CHARLES SCHWAB & CO., INC. (WESTLAKE TX)

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Licenses & Designations

BC

Issued 02/25/2002

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/22/2023

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/01/2001

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Matthew Babcock.
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