Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Matthew? Claim Your ProfileMatthew Avery is a financial advisor at Regions Securities LLC and has been in the industry since August 3, 2012. Matthew is registered with FINRA as a general securities representative (Series 7) and has passed the Series 66, Series 79, and SIE exams. Matthew is licensed to provide financial advice in North Carolina. Prior to joining Regions Securities LLC, Matthew worked at TD Securities (USA) LLC and Credit Suisse Securities (USA) LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NC
02/15/2019 - Present
Regions Securities LLC (Charlotte NC)
NY
10/02/2017 - 01/25/2019
TD SECURITIES (USA) LLC (NEW YORK NY)
NY
07/15/2016 - 09/22/2017
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
VA
12/16/2011 - 12/24/2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (VIENNA VA)
BOTH
Issued 01/19/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/08/2016
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 12/15/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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