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Matthew Austin Brooks

Empower Advisory Group, LLC

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About Matthew Austin Brooks

Matthew Brooks is a financial advisor with Empower Advisory Group, LLC. Matthew has been in the financial services industry since 2020 and is registered with the Financial Industry Regulatory Authority (FINRA) as a Registered Representative (Series 7 and 66 licenses) and with the state of Missouri as an Investment Advisor Representative. Matthew is also licensed in 52 other states as a broker. Before working at Empower, Matthew was with Pruco Securities, LLC. Matthew specializes in providing financial planning services for individuals, families, and small businesses.

Firm Information

Matthew Brooks is currently registered with Empower Advisory Group, LLC. Empower Advisory Group, LLC is a financial advisory firm based in Greenwood Village, CO, providing financial planning, portfolio management for individuals, and educational seminars. They manage over $134 billion in assets for a diverse clientele including individuals, high-net-worth individuals, corporations, charitable organizations, pension and profit-sharing plans, and state or municipal government entities. The firm has over 700 investment advisor representatives and is registered with the SEC under number 801-58105.
Empower Advisory Group, LLC

8515 EAST ORCHARD RD 4T2

GREENWOOD VILLAGE, CO 80111

$134.28B

Assets Under Management

18

Total Clients

1,128

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Matthew Brooks’s Registration & Firm History

CO

12/16/2024 - Present

Empower Advisory Group, LLC (GREENWOOD VILLAGE CO)

HI

10/26/2020 - 08/27/2021

PRUCO SECURITIES, LLC. (HONOLULU HI)

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Licenses & Designations

BOTH

Issued 12/18/2020

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/23/2020

Series 7TO - General Securities Representative Examination

BC

Issued 07/31/2020

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Matthew Austin Brooks.
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