Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Matthew? Claim Your ProfileMatthew Tarini is a financial advisor who has been working in the industry since 1995. Matthew is currently registered with Focused Alpha, LLC and is also registered in 20 states. Previously, Matthew worked at Wells Fargo Advisors Financial Network, LLC, Wells Fargo Advisors, LLC, A. G. Edwards & Sons, Inc., Citigroup Global Markets Inc., Linsco/Private Ledger Corp. and Baraban Securities, Inc. Matthew holds Series 63, Series 65, Series 66, Series 7, Series 9, Series 10, Series 31, and SIE licenses and is a Certified Financial Planner.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CO
10/30/2024 - Present
Focused Alpha, LLC (DENVER CO)
AZ
07/10/2009 - 02/26/2021
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (PHOENIX AZ)
AZ
01/01/2008 - 07/10/2009
WELLS FARGO ADVISORS, LLC (TEMPE AZ)
AZ
12/10/2004 - 01/03/2008
A. G. EDWARDS & SONS, INC. (TEMPE AZ)
NY
10/03/1995 - 12/16/2004
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
SC
08/29/2003 - 09/05/2003
LINSCO/PRIVATE LEDGER CORP. (FORT MILL SC)
CA
06/22/1995 - 09/15/1995
BARABAN SECURITIES, INC. (LOS ANGELES CA)
BOTH
Issued 05/06/2008
Series 66 - Uniform Combined State Law Examination
IA
Issued 10/12/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/27/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/05/2009
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/21/2009
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/20/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 06/21/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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