Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Matthew? Claim Your ProfileMatthew Wollmann is a financial professional with over 15 years of experience in the securities industry. Matthew is currently a Vice President, Investments and Financial Consultant at Wedbush Securities Inc., a leading financial services firm. Prior to joining Wedbush, Matthew was a Financial Advisor at Morgan Stanley and Hilltop Securities. Matthew holds the Series 7, Series 63, and Series 65 licenses. He is also a Registered Representative and Investment Advisor Representative in multiple states. Matthew has a strong track record of providing personalized financial advice to individuals, families, and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
07/08/2021 - Present
Wedbush Securities Inc. (Pasadena CA)
CA
09/04/2015 - 07/16/2021
HILLTOP SECURITIES INC. (Sherman Oaks CA)
CA
02/02/2011 - 09/15/2015
MORGAN STANLEY (BEVERLY HILLS CA)
CA
12/04/2008 - 02/28/2011
SOUTHWEST SECURITIES, INC. (BEVERLY HILLS CA)
CA
06/04/2008 - 12/31/2008
M.L. STERN & CO., LLC. (BEVERLY HILLS CA)
IA
Issued 03/31/2012
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/17/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/02/2008
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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