Unclaimed
Matthew Anthony Walker is a financial professional registered in North Carolina. Matthew has been in the industry since December 13, 2023 and is currently registered with Regions Securities LLC. He holds the Series 63, Series 79TO and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NC
12/14/2023 - Present
Regions Securities LLC (Charlotte NC)
BC
Issued 01/24/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/14/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/09/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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