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Matthew Anthony Guerrise

Fmsbonds, Inc.

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About Matthew Anthony Guerrise

Matthew Anthony Guerrise is a financial advisor with over 20 years of experience in the industry. He is currently registered with Fmsbonds, Inc. and holds multiple licenses and certifications, including Series 7, 24, 53, 55, 63, and SIE. Matthew has a proven track record of providing clients with comprehensive financial advice and has a deep understanding of the markets. Matthew has previously held positions at U.S. Trading Corp. and Andover Brokerage, L.L.C.

Firm Information

Matthew Guerrise is currently registered with Fmsbonds, Inc.. Fmsbonds, Inc. is a Corporation that was formed on August 11, 1978. They are registered to provide investment services in 52 states and the District of Columbia, and have been approved for SEC registration. Fmsbonds, Inc. has been involved in 11 regulatory events and 2 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

72

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Matthew Guerrise’s Registration & Firm History

FL

08/22/2002 - Present

Fmsbonds, Inc. (BOCA RATON FL)

NY

07/02/2002 - 08/21/2002

U.S. TRADING CORP. (NEW YORK NY)

NY

11/30/2000 - 08/08/2002

ANDOVER BROKERAGE, L.L.C. (MONTEBELLO NY)

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Licenses & Designations

BC

Issued 11/07/2001

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 14 - Compliance Officer Examination

BC

Issued 01/15/2003

Series 53 - Municipal Securities Principal Examination

BC

Issued 09/21/2001

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/03/2002

Series 3 - National Commodity Futures Examination

BC

Issued 05/15/2001

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 11/16/2000

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Matthew Anthony Guerrise.
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