Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Matthew? Claim Your ProfileMatthew Carpenter is an experienced financial professional with over 20 years of experience in the securities industry. Matthew has worked at several prominent firms including RBC Capital Markets, LLC, Jane Street Capital, LLC, and XR Securities LLC. Matthew holds multiple securities licenses, including Series 7, 24, 55, 57TO, and 63. He is currently registered with HRT Execution Services LLC and HRT Financial LP. Matthew is an expert in securities trading and provides a range of services to clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
11/25/2020 - Present
HRT Execution Services LLC (NEW YORK NY)
IL
11/02/2015 - 08/28/2020
XR SECURITIES LLC (CHICAGO IL)
NY
09/12/2013 - 04/20/2015
KCG AMERICAS LLC (NEW YORK NY)
NY
11/04/2011 - 06/11/2014
OCTEG, LLC (NEW YORK NY)
NY
09/27/2010 - 08/19/2011
RBC CAPITAL MARKETS, LLC (NEW YORK NY)
NY
03/26/2008 - 05/26/2009
JANE STREET TRADING, LLC (NEW YORK NY)
NY
09/26/2003 - 05/26/2009
JANE STREET CAPITAL, LLC (NEW YORK NY)
NY
05/21/2001 - 05/26/2009
JANE STREET MARKETS, LLC (NEW YORK NY)
NY
09/17/2003 - 12/16/2003
JANE STREET CAPITAL, LLC (NEW YORK NY)
NY
01/01/1998 - 04/05/2000
BERNARD L. MADOFF (NEW YORK NY)
NY
07/24/1997 - 12/05/1997
SANFORD C. BERNSTEIN & CO., INC. (NEW YORK NY)
BC
Issued 10/11/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/31/2013
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/25/1999
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 07/23/1997
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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